Relax NoOpEngine constraints (#37413)

When a NoOpEngine is instanciated, the current implementation verifies that the translog contains no operations and that it contains the same UUID as the last Lucene commit data.We can relax those two constraints because the Close Index API now ensure that all translog operations are flushed before closing a shard. The detection of coherence between translog UUID / Lucene commit data is not specific to NoOpEngine, and is already done by IndexShard.innerOpenEngineAndTranslog(). Related to #33888

Author: tlrx

server/src/main/java/org/elasticsearch/index/engine/NoOpEngine.java

@@ -24,54 +24,20 @@
 import org.apache.lucene.index.IndexWriter;
 import org.apache.lucene.index.LeafReader;
 import org.apache.lucene.store.Directory;
-import org.elasticsearch.common.Nullable;
-import org.elasticsearch.core.internal.io.IOUtils;
-import org.elasticsearch.index.translog.Translog;
-import org.elasticsearch.index.translog.TranslogConfig;
-import org.elasticsearch.index.translog.TranslogCorruptedException;
-import org.elasticsearch.index.translog.TranslogDeletionPolicy;
 
 import java.io.IOException;
 import java.util.List;
-import java.util.Map;
-import java.util.function.LongSupplier;
-import java.util.stream.Stream;
+import java.util.function.Function;
 
 /**
  * NoOpEngine is an engine implementation that does nothing but the bare minimum
  * required in order to have an engine. All attempts to do something (search,
- * index, get), throw {@link UnsupportedOperationException}. This does maintain
- * a translog with a deletion policy so that when flushing, no translog is
- * retained on disk (setting a retention size and age of 0).
- *
- * It's also important to notice that this does list the commits of the Store's
- * Directory so that the last commit's user data can be read for the historyUUID
- * and last committed segment info.
+ * index, get), throw {@link UnsupportedOperationException}.
  */
 public final class NoOpEngine extends ReadOnlyEngine {
 
- public NoOpEngine(EngineConfig engineConfig) {
- super(engineConfig, null, null, true, directoryReader -> directoryReader);
- boolean success = false;
- try {
- // The deletion policy for the translog should not keep any translogs around, so the min age/size is set to -1
- final TranslogDeletionPolicy translogDeletionPolicy = new TranslogDeletionPolicy(-1, -1);
-
- // The translog is opened and closed to validate that the translog UUID from lucene is the same as the one in the translog
- try (Translog translog = openTranslog(engineConfig, translogDeletionPolicy, engineConfig.getGlobalCheckpointSupplier())) {
- final int nbOperations = translog.totalOperations();
- if (nbOperations != 0) {
- throw new IllegalArgumentException("Expected 0 translog operations but there were " + nbOperations);
- }
- }
- success = true;
- } catch (IOException | TranslogCorruptedException e) {
- throw new EngineCreationFailureException(shardId, "failed to create engine", e);
- } finally {
- if (success == false) {
- IOUtils.closeWhileHandlingException(this);
- }
- }
+ public NoOpEngine(EngineConfig config) {
+ super(config, null, null, true, Function.identity());
  }
 
  @Override
@@ -121,30 +87,4 @@ public CacheHelper getReaderCacheHelper() {
  }
  };
  }
-
- private Translog openTranslog(EngineConfig engineConfig, TranslogDeletionPolicy translogDeletionPolicy,
- LongSupplier globalCheckpointSupplier) throws IOException {
- final TranslogConfig translogConfig = engineConfig.getTranslogConfig();
- final String translogUUID = loadTranslogUUIDFromLastCommit();
- // We expect that this shard already exists, so it must already have an existing translog else something is badly wrong!
- return new Translog(translogConfig, translogUUID, translogDeletionPolicy, globalCheckpointSupplier,
- engineConfig.getPrimaryTermSupplier());
- }
-
- /**
- * Reads the current stored translog ID from the last commit data.
- */
- @Nullable
- private String loadTranslogUUIDFromLastCommit() {
- final Map<String, String> commitUserData = getLastCommittedSegmentInfos().getUserData();
- if (commitUserData.containsKey(Translog.TRANSLOG_GENERATION_KEY) == false) {
- throw new IllegalStateException("Commit doesn't contain translog generation id");
- }
- return commitUserData.get(Translog.TRANSLOG_UUID_KEY);
- }
-
- @Override
- public boolean ensureTranslogSynced(Stream<Translog.Location> locations) {
- throw new UnsupportedOperationException("Translog synchronization should never be needed");
- }
 }

server/src/test/java/org/elasticsearch/index/engine/NoOpEngineRecoveryTests.java

@@ -0,0 +1,54 @@
+/*
+ * Licensed to Elasticsearch under one or more contributor
+ * license agreements. See the NOTICE file distributed with
+ * this work for additional information regarding copyright
+ * ownership. Elasticsearch licenses this file to you under
+ * the Apache License, Version 2.0 (the "License"); you may
+ * not use this file except in compliance with the License.
+ * You may obtain a copy of the License at
+ *
+ * http://www.apache.org/licenses/LICENSE-2.0
+ *
+ * Unless required by applicable law or agreed to in writing,
+ * software distributed under the License is distributed on an
+ * "AS IS" BASIS, WITHOUT WARRANTIES OR CONDITIONS OF ANY
+ * KIND, either express or implied. See the License for the
+ * specific language governing permissions and limitations
+ * under the License.
+ */
+package org.elasticsearch.index.engine;
+
+import org.elasticsearch.cluster.routing.RecoverySource.ExistingStoreRecoverySource;
+import org.elasticsearch.cluster.routing.ShardRouting;
+import org.elasticsearch.common.settings.Settings;
+import org.elasticsearch.index.shard.IndexShard;
+import org.elasticsearch.index.shard.IndexShardTestCase;
+
+import java.io.IOException;
+
+import static org.elasticsearch.cluster.routing.ShardRoutingHelper.initWithSameId;
+
+public class NoOpEngineRecoveryTests extends IndexShardTestCase {
+
+ public void testRecoverFromNoOp() throws IOException {
+ final int nbDocs = scaledRandomIntBetween(1, 100);
+
+ final IndexShard indexShard = newStartedShard(true);
+ for (int i = 0; i < nbDocs; i++) {
+ indexDoc(indexShard, "_doc", String.valueOf(i));
+ }
+ indexShard.close("test", true);
+
+ final ShardRouting shardRouting = indexShard.routingEntry();
+ IndexShard primary = reinitShard(indexShard, initWithSameId(shardRouting, ExistingStoreRecoverySource.INSTANCE), NoOpEngine::new);
+ recoverShardFromStore(primary);
+ assertEquals(primary.seqNoStats().getMaxSeqNo(), primary.getMaxSeqNoOfUpdatesOrDeletes());
+ assertEquals(nbDocs, primary.docStats().getCount());
+
+ IndexShard replica = newShard(false, Settings.EMPTY, NoOpEngine::new);
+ recoverReplica(replica, primary, true);
+ assertEquals(replica.seqNoStats().getMaxSeqNo(), replica.getMaxSeqNoOfUpdatesOrDeletes());
+ assertEquals(nbDocs, replica.docStats().getCount());
+ closeShards(primary, replica);
+ }
+}

server/src/test/java/org/elasticsearch/index/engine/NoOpEngineTests.java

@@ -21,14 +21,12 @@
 
 import org.apache.lucene.index.DirectoryReader;
 import org.apache.lucene.index.IndexReader;
-import org.apache.lucene.index.MergePolicy;
 import org.apache.lucene.index.NoMergePolicy;
 import org.apache.lucene.store.LockObtainFailedException;
 import org.elasticsearch.cluster.routing.IndexShardRoutingTable;
 import org.elasticsearch.cluster.routing.ShardRouting;
 import org.elasticsearch.cluster.routing.ShardRoutingState;
 import org.elasticsearch.cluster.routing.TestShardRouting;
-import org.elasticsearch.common.bytes.BytesArray;
 import org.elasticsearch.common.settings.Settings;
 import org.elasticsearch.core.internal.io.IOUtils;
 import org.elasticsearch.index.IndexSettings;
@@ -37,8 +35,6 @@
 import org.elasticsearch.index.seqno.SequenceNumbers;
 import org.elasticsearch.index.shard.DocsStats;
 import org.elasticsearch.index.store.Store;
-import org.elasticsearch.index.translog.Translog;
-import org.elasticsearch.index.translog.TranslogCorruptedException;
 import org.elasticsearch.index.translog.TranslogDeletionPolicy;
 import org.elasticsearch.test.IndexSettingsModule;
 
@@ -50,7 +46,6 @@
 
 import static org.hamcrest.Matchers.equalTo;
 import static org.hamcrest.Matchers.instanceOf;
-import static org.hamcrest.Matchers.is;
 
 public class NoOpEngineTests extends EngineTestCase {
  private static final IndexSettings INDEX_SETTINGS = IndexSettingsModule.newIndexSettings("index", Settings.EMPTY);
@@ -59,7 +54,6 @@ public void testNoopEngine() throws IOException {
  engine.close();
  final NoOpEngine engine = new NoOpEngine(noOpConfig(INDEX_SETTINGS, store, primaryTranslogDir));
  expectThrows(UnsupportedOperationException.class, () -> engine.syncFlush(null, null));
- expectThrows(UnsupportedOperationException.class, () -> engine.ensureTranslogSynced(null));
  assertThat(engine.refreshNeeded(), equalTo(false));
  assertThat(engine.shouldPeriodicallyFlush(), equalTo(false));
  engine.close();
@@ -106,63 +100,6 @@ public void testNoopAfterRegularEngine() throws IOException {
  noOpEngine.close();
  }
 
- public void testNoopEngineWithInvalidTranslogUUID() throws IOException {
- IOUtils.close(engine, store);
- final AtomicLong globalCheckpoint = new AtomicLong(SequenceNumbers.NO_OPS_PERFORMED);
- try (Store store = createStore()) {
- EngineConfig config = config(defaultSettings, store, createTempDir(), newMergePolicy(), null, null, globalCheckpoint::get);
- int numDocs = scaledRandomIntBetween(10, 100);
- try (InternalEngine engine = createEngine(config)) {
- for (int i = 0; i < numDocs; i++) {
- ParsedDocument doc = testParsedDocument(Integer.toString(i), null, testDocument(), new BytesArray("{}"), null);
- engine.index(new Engine.Index(newUid(doc), doc, i, primaryTerm.get(), 1, null, Engine.Operation.Origin.REPLICA,
- System.nanoTime(), -1, false, SequenceNumbers.UNASSIGNED_SEQ_NO, 0));
- if (rarely()) {
- engine.flush();
- }
- globalCheckpoint.set(engine.getLocalCheckpoint());
- }
- flushAndTrimTranslog(engine);
- }
-
- final Path newTranslogDir = createTempDir();
- // A new translog will have a different UUID than the existing store/noOp engine does
- Translog newTranslog = createTranslog(newTranslogDir, () -> 1L);
- newTranslog.close();
-
- EngineCreationFailureException e = expectThrows(EngineCreationFailureException.class,
- () -> new NoOpEngine(noOpConfig(INDEX_SETTINGS, store, newTranslogDir)));
- assertThat(e.getCause(), instanceOf(TranslogCorruptedException.class));
- }
- }
-
- public void testNoopEngineWithNonZeroTranslogOperations() throws IOException {
- IOUtils.close(engine, store);
- final AtomicLong globalCheckpoint = new AtomicLong(SequenceNumbers.NO_OPS_PERFORMED);
- try (Store store = createStore()) {
- final MergePolicy mergePolicy = NoMergePolicy.INSTANCE;
- EngineConfig config = config(defaultSettings, store, createTempDir(), mergePolicy, null, null, globalCheckpoint::get);
- int numDocs = scaledRandomIntBetween(10, 100);
- try (InternalEngine engine = createEngine(config)) {
- for (int i = 0; i < numDocs; i++) {
- ParsedDocument doc = testParsedDocument(Integer.toString(i), null, testDocument(), new BytesArray("{}"), null);
- engine.index(new Engine.Index(newUid(doc), doc, i, primaryTerm.get(), 1, null, Engine.Operation.Origin.REPLICA,
- System.nanoTime(), -1, false, SequenceNumbers.UNASSIGNED_SEQ_NO, 0));
- if (rarely()) {
- engine.flush();
- }
- globalCheckpoint.set(engine.getLocalCheckpoint());
- }
- engine.syncTranslog();
- engine.flushAndClose();
- engine.close();
-
- IllegalArgumentException e = expectThrows(IllegalArgumentException.class, () -> new NoOpEngine(engine.engineConfig));
- assertThat(e.getMessage(), is("Expected 0 translog operations but there were " + numDocs));
- }
- }
- }
-
  public void testNoOpEngineDocStats() throws Exception {
  IOUtils.close(engine, store);
  final AtomicLong globalCheckpoint = new AtomicLong(SequenceNumbers.NO_OPS_PERFORMED);